Equitable Advisors Disclosure Information
Relationship Summary, General Conflicts of Interest Disclosure and Related Materials
- Relationship Summary (Form CRS)
- General Conflicts of Interest Disclosures
- Annuities Disclosure Form (NY Reg 187)
- Life Insurance Disclosure Form (NY Reg 187)
- NAIC Buyer’s Guide
- Non-Proprietary Variable Annuities List
- Non-Proprietary Variable Life Products List
- Third Party Compensation and Conflicts of Interest Disclosure
- LIBOR Disclosure Form
Insured Cash Account Program information
Accounts that clear through LPL Financial, including brokerage, Strategic Asset Management and other LPL Financial-sponsored investment advisory accounts, provide an Insured Cash Account Program. The Insured Cash Account (ICA) Program is an FDIC-insured bank-deposit cash sweep program, subject to certain limitations and other requirements. Click on the links below for additional information on the program.
Deposit Cash Account Program information
Advisory IRA Accounts that clear through LPL Financial, provide a Deposit Cash Account Program. The Deposit Cash Account (DCA) Program is a FDIC-insured bank-deposit cash sweep program, subject to certain limitations and other requirements. Select the document links below for additional information on the program.
Disclosures
Account disclosures
Agreements
- Master Account Agreement
- Manager Select Account Agreement
- Model Wealth Portfolio (MWP) Account Agreement
- Optimum Market Portfolio (OMP) Account Agreement
- Personal Wealth Portfolio (PWP) Account Agreement
- Strategic Asset Management (SAM) Programs Account Agreement
Fee schedules
- Client Fee Schedule
- Miscellaneous Account and Service Fees Schedule - Advisory
- Miscellaneous Account and Service Fees Schedule - Brokerage
Investor resources
- FINRA BrokerCheck
- SEC
- MSRB
- Alternative Investment Guide
- Client Product and Service Guide
- Equitable Family of Annuities
- Equitable Family of Annuities ADV
- Principles of Investing Guide
Investment advisory – firm brochure
Mailings
Phone
866-487-7484
Equitable Advisors Brokerage
4707 Executive Drive
San Diego, CA 92121 - 3091
Equitable Advisors
8501 IBM Drive, Suite 150, MW-15
Charlotte, NC 28262